FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/18/2023 |
3. Issuer Name and Ticker or Trading Symbol
SciPlay Corp [ SCPL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 7,770 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (1) | (1) | Class A Common Stock | 563 | (1) | D | |
Restricted Stock Units | (2) | (2) | Class A Common Stock | 563 | (2) | D | |
Restricted Stock Units | (3) | (3) | Class A Common Stock | 2,000 | (3) | D | |
Restricted Stock Units | (4) | (4) | Class A Common Stock | 167 | (4) | D | |
Restricted Stock Units | (5) | (5) | Class A Common Stock | 6,670 | (5) | D | |
Restricted Stock Units | (6) | (6) | Class A Common Stock | 1,515 | (6) | D | |
Restricted Stock Units | (7) | (7) | Class A Common Stock | 2,272 | (7) | D | |
Restricted Stock Units | (8) | (8) | Class A Common Stock | 11,353 | (8) | D |
Explanation of Responses: |
1. The restricted stock units ("RSUs") are scheduled to vest on September 20, 2023. Each RSU converts into a share of class A common stock on a one-for-one basis. |
2. The RSUs are scheduled to vest on September 20, 2023. These RSUs were granted subject to achievement of a performance condition, which condition has been achieved. Each RSU converts into a share of class A common stock on a one-for-one basis. |
3. The RSUs are scheduled to vest in equal installments on September 21, 2023 and September 21, 2024. Each RSU converts into a share of class A common stock on a one-for-one basis. |
4. The RSUs are scheduled to vest on March 20, 2023. Each RSU converts into a share of class A common stock on a one-for-one basis. |
5. The RSUs are scheduled to vest on March 16, 2023 and March 16, 2024 as to 3,330 and 3,340 shares, respectively. Each RSU converts into a share of class A common stock on a one-for-one basis. |
6. The RSUs are scheduled to vest on September 20, 2023 and September 20, 2024 as to 757 and 758 shares, respectively. Each RSU converts into a share of class A common stock on a one-for-one basis. |
7. The RSUs are scheduled to vest on March 1, 2023 as to 757 shares, with the balance scheduled to vest on September 20, 2023 and September 20, 2024 as to 757 and 758 shares, respectively. These RSUs were granted subject to achievement of a performance condition, which condition has been achieved. Each RSU converts into a share of class A common stock on a one-for-one basis. |
8. The RSUs are scheduled to vest on September 20, 2023 as to 3,784 shares, with the balance scheduled to vest on September 20, 2024 and September 20, 2025 as to 3,784 and 3,785 shares, respectively. Each RSU converts into a share of class A common stock on a one-for-one basis. |
/s/ Sweta Gabhawala, attorney-in-fact for Daniel O'Quinn | 02/28/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
1. |
execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of SciPlay Corporation (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and
the rules thereunder;
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2. |
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5, and any amendments thereto, and timely file such form or report with the Securities
and Exchange Commission and any stock exchange or similar authority; and
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3. |
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s
discretion.
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/s/ Daniel O’Quinn | |
Daniel O’Quinn |